DIPLOMA IN WEALTH MANAGEMENT
PROGRAMME DURATION: 12 Months (9 Months Academic + 3 Months Industrial Training)
TOTAL GUIDED LEARNING HOURS: 170 HOURS
MODE: WEEKDAYS / WEEKENDS
PROGRAMME OVERVIEW
This programme aims to provide learners with practical and theoretical knowledge in wealth management, personal finance, banking, investments, insurance, and financial planning. The programme equips learners with the skills required to manage personal and client wealth, make informed financial decisions, and pursue careers within the financial services industry.
LEARNING OUTCOMES
Upon completion, learners will be able to:
• Apply wealth management principles in personal and professional contexts
• Understand banking, investment, and financial planning concepts
• Analyze financial needs and develop wealth creation strategies
• Evaluate investment opportunities and associated risks
• Apply financial planning techniques for individuals and families
• Understand insurance and risk management principles
• Utilize digital financial technologies and financial services effectively
• Demonstrate professional communication skills within financial environments
MODULE 1: PRINCIPLES OF WEALTH MANAGEMENT
DURATION: – 26 HOURS
Units:
• Introduction to Wealth Management
• Financial Goals and Wealth Creation
• Wealth Planning Process
• Asset Management Basics
• Financial Decision Making
• Ethics in Wealth Management
Assessment:
• Individual Assignment: Personal Wealth Planning Report – 10%
MODULE 2: BANKING OPERATIONS & FINANCIAL SYSTEMS
DURATION: – 24 HOURS
Units:
• Introduction to Banking
• Commercial and Central Banking
• Banking Services
• Digital Banking
• Financial Systems and Institutions
• Banking Regulations Basics
Assessment:
• Group Presentation: Modern Banking Systems and Digital Banking – 10%
MODULE 3: INVESTMENT MANAGEMENT
DURATION: – 26 HOURS
Units:
• Introduction to Investments
• Types of Investments
• Stocks, Bonds and Mutual Funds
• Investment Risk and Return
• Portfolio Basics
• Investment Strategies
• Budgeting and Money Management
• Income Planning
• Expense Control
• Financial Goal Setting
Assessment:
• Investment Portfolio Assignment – 15%
MODULE 4: PERSONAL FINANCIAL PLANNING
DURATION: – 24 HOURS
Units:
• Budgeting and Saving
• Financial Goal Setting
• Retirement Planning
• Tax Planning Basics
• Debt Management
• Personal Wealth Planning
Assessment:
• Case Study Report: Personal Financial Planning Scenario – 10%
MODULE 5: CUSTOMER SERVICE EXCELLENCE
DURATION:- 65 Hours
Units
- U1: Principles of Customer Service
- U2: Service Quality Standards
- U3: Handling Complaints & Difficult Customers
- U4: Body Language & Grooming
- U5: Service Recovery Techniques
Assessment
- Written Exam (40%)
- Role Play: Complaint handling (30%)
- Case study analysis (20%)
- Participation (10%)
MODULE 5: ACCOUNTING & FINANCIAL MANAGEMENT
DURATION: – 24 HOURS
Units:
• Accounting Principles
• Financial Statements
• Budgeting
• Cash Flow Management
• Financial Analysis Basics
• Financial Decision Making
Assessment:
• Financial Analysis Assignment – 10%
MODULE 6: BUSINESS COMMUNICATION FOR FINANCE MODULE 6: BUSINESS COMMUNICATION FOR FINANCE
DURATION: – 20 HOURS
Units:
• Professional Communication Skills
• Financial Report Writing
• Business Email Writing
• Presentation Skills
• Client Communication
• Professional Ethics
Assessment:
• Financial Report Writing and Presentation – 10%
MODULE 7: INSURANCE & RISK MANAGEMENT
DURATION: – 18 HOURS
Units:
• Introduction to Insurance
• Types of Insurance
• Risk Management Principles
• Risk Identification and Assessment
• Insurance Planning
• Financial Risk Reduction
Assessment:
• Risk Assessment Case Study – 10%
MODULE 8: DIGITAL FINANCE & FINANCIAL TECHNOLOGY (FINTECH)
DURATION: – 8 HOURS
Units:
• Introduction to FinTech
• Mobile Banking and Digital Payments
• Online Financial Platforms
• Digital Financial Services
• Financial Technology Trends
Assessment:
• Research Presentation: Emerging FinTech Trends – 5%
MODULE 9: FINAL WEALTH MANAGEMENT PROJECT
DURATION: – 10 HOURS
Units:
• Integrated Wealth Management Project
• Client Financial Planning Case
• Investment and Risk Analysis
• Report Writing
• Presentation and Viva
Assessment:
• Final Project Report and Presentation – 20%
ASSESSMENT STRUCTURE (OVERALL)
COMPONENT | WEIGHT |
Module Assignments | 35% |
Case Studies / Practical Tasks | 20% |
Presentations | 15% |
Final Wealth Management Project | 20% |
Participation / Attendance | 10% |
ASSESSMENT GRADING CRITERIA
- 0 – 39: (Repeat Examination Required)
- 40 – 59: Pass
- 60 – 74: Merit
- 75 and Above: Distinction
Course Locations
Kandy Branch
337/1 Katugastota Road, Kandy
(Mawilmada Junction – 1st Floor, Pizza Hut Building)
Negombo Branch:
12, Thaladuwa First Lane, Negombo
(Behind the Negombo Central Bus Stand)